Privacy Policy
This Privacy Policy explains the manner in which
Shigesuke ("
Shigesuke") collects, utilizes and maintains nonpublic personal information about its clients, customers and investors (collectively "Investors"), as required under recently enacted Federal law.
This Privacy Policy only applies to products and services provided by
Shigesuke to individuals and which are used for personal, family, or household purposes (not business purposes).
Collection of Investor Information
Shigesuke collects personal information about its Investors from the following sources:
- Account forms, subscription forms, investor questionnaires and other information provided by the Investor in writing, in person, by telephone, electronically or by any other means. This information includes name, address, employment information, and financial and investment qualifications;
- Transactional activity in Investor accounts, including account balances, investments, withdrawals/redemption's and fees/commissions;
- Other interactions with
Shigesuke (for example, discussions with our staff); and
- Verification services and consumer reporting agencies including an Investor's creditworthiness or credit history.
Disclosure of Nonpublic Personal Information
Shigesuke may share nonpublic personal information about its Investors or potential Investors with affiliates, as permitted by law.
Shigesuke does not disclose nonpublic personal information about its Investors or potential Investors to nonaffiliated third parties, except as permitted by law (for example, to service providers who provide services to the Investor or the Investor's account).
Shigesuke will not share nonpublic personal information about an Investor with other Investors.
Shigesuke may share nonpublic personal information, without the investor's consent, with affiliated and nonaffiliated parties in the following situations, among others:
- To respond to a subpoena or court order, judicial process or regulatory inquiry;
- In connection with a proposed or actual sale, merger, or transfer of all or a portion of its business;
- To protect or defend against fraud, unauthorized transactions (such as money laundering), law suits, claims or other liabilities;
- To service providers of
Shigesuke in connection with the administration and operations of
Shigesuke and its Funds and other products and services, which may include brokers, attorneys, accountants, auditors, administrators or other professionals;
- To assist
Shigesuke in offering
Shigesuke -affiliated products and services to its Investors; and
- To process or complete transactions requested by an Investor.
Former Customers and Investors
The same Privacy Policy applies to former clients, customers and investors.
Protection of Investor Information
Shigesuke maintains physical, electronic and procedural safeguards that comply with federal standards to protect customer information.
Shigesuke restricts access to the personal and account information of Investors to those employees who need to know that information in the course of their job responsibilities.
Further Information
Shigesuke reserves the right to change this Privacy Policy at any time. The examples contained within this Policy are illustrations and are not intended to be exclusive. This Policy complies with recently enacted Federal law regarding privacy. You may have additional rights under other foreign or domestic laws that may apply to you.
|